N********n
发帖数: 8363 | 1 Money Market Funds now have the ability to suspend redemptions, courtesy of
the SEC's just passed 4-1 vote. This explains the negative rate on bills: at
this point, should there be another meltdown, money market investors will
not, repeat not, be able to withdraw their money purely on the whim of Mary
Schapiro. As the SEC noted: "We understand that suspending redemptions may
impose hardships on investors who rely on their ability to redeem shares."
Too bad investors' hardships considerations end |
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g8
发帖数: 3784 | 2 U.S. securities regulators will consider short selling curbs in "coming
weeks," Securities and Exchange Commission Chairman Mary Schapiro said
Friday.
The SEC has proposed a number of ways to curb short-selling, or investors
making bearish bets on stocks.
Those proposals include market-wide curbs and so-called circuit breakers
that would impose a restriction on short-selling if a stock fell by a
certain percentage.
Schapiro also said the SEC would consider proposals to consolidate some
aspects o |
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g8
发帖数: 3784 | 3 SEC to consider new short sale curbs next week
By Rachelle Younglai
WASHINGTON (Reuters) - Securities regulators will consider new short-sale
restrictions on Wednesday, more than a year after the financial crisis
provoked cries to rein in investors who bet on a stock's decline.
The Securities and Exchange Commission is expected to vote on rules that
would restrict short selling in a company's stock if that stock fell
precipitously, a person familiar with the SEC plan said.
The rule being conside |
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b**********y
发帖数: 2718 | 4 In another instance, Daimler set aside 11,000 euros to pay for a lavish
vacation through Europe including Paris and Venice for six Chinese officials
, the SEC said, adding that the company paid for 16 such trips in connection
with $120 million in vehicle sales to the Chinese government customers.
SEC抓了西门子抓奔驰。多好。中国干吗不也罚款啊？每次就抓几个毛示众。 |
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f********e
发帖数: 1079 | 5 GS现在特别想讨SEC的宠爱，放小保大。
什么时候我们也能naked short selling啊。。。
＝＝＝＝＝＝＝
高盛集团旗下执行和结算部门同意向纽约-泛欧交易所集团(NYSE Euronext)和
美国证券交易委员会(SEC)支付45万美
元，来了结有关该集团因簿记错误而触犯了有关美国股票卖空交易的管理条例的指控。
根据证券交易委员会的指控，高盛集团违反了该委员会有关股票卖空交易的SHO监
管条例(Regulation SHO)，这项指
控与该委员会在4月16日针对高盛集团发起的有关抵押贷款的欺诈指控无关，而是涉及
该委员会在2008年9月份所作出的
一项要求，其内容是要求金融机构减少“裸卖空”交易活动。
所谓“裸卖空”(Naked Short Selling)，是指投资者没有借入股票而直接在市场
上卖出根本不存在的股票，在股价进一
步下跌时再买回股票获得利润的投资手法。进行“裸卖空”的交易者只要在交割日期前
买入股票，交易即获成功。由于“裸卖
空”卖出的是不存在的股票，其交易量可能非常大，因此会对股价造成剧烈冲击。(文
武) |
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f*******t
发帖数: 1978 | 6 SEC, CFTC Review Unusual Trades Tied to Market Plunge (Update1)
Share Business ExchangeTwitterFacebook| Email | Print | A A A
By Jesse Westbrook
May 6 (Bloomberg) -- The U.S. Securities and Exchange Commission and the
Commodity Futures Trading Commission are reviewing “unusual trading” that
contributed to a plunge in U.S. equity markets today.
The SEC and CFTC, in a joint statement, said they are “working closely”
with other financial regulators and exchanges to examine why stocks fell.
The agen |
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b*******e
发帖数: 24532 | 7 SEC examining Warren Buffett's Burlington deal disclosure
For Mr Buffett's $26.3bn (17.6bn) landmark takeover of Burlington Northern
Santa Fe is now the subject of an early-stage examination by the Securities
& Exchange Commission (SEC).
The US regulator is understood to be looking into whether Mr Buffett and his
Berkshire Hathaway conglomerate told certain shareholders in Burlington
Northern about his plans to make a takeover offer. The Burlington deal was
predicated on the rising price of oil, |
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T*********s
发帖数: 17839 | 8 2010年 5月 12日 08:46
SEC考虑设立与标准普尔500指数挂钩的“熔断”机制
据知情人士透露，美国证券监管部门正在酝酿设立一个与标准普尔500指数以及该指数
成份股波动状况挂钩的市场全面“熔断”机制。
上述知情人士称，监管部门还将加强有关识别并取消错误交易的规定，交易因无效而取
消前所容许的价格波动幅度会更小。
继5月6日股市在不明原因推动下大幅波动后，美国证券交易委员会(Securities and
Exchange Commission, 简称SEC)和美国的交易所运营商正携手努力，意欲快速草拟出
一套新的旨在抑制股价大起大落的规定。
当前市场实施“熔断”机制与道琼斯工业股票平均价格指数波动情况挂钩，即使是在5
月6日市场波动最严重的时候，股市也远远没有达到触发“熔断”机制的水平，因此在
交易暂停之前个股以及大盘究竟可以下跌到何种程度的问题上，监管部门打算推行新的
限制规定。
据了解上述讨论的知情人士称，近期讨论已列出与主要股指波动相关联的“熔断”机制
目标，如果下跌5%则交易将暂停15分钟；如果下跌10%则交易暂停半小时，如果下跌20%
则剩余时间交易全部结束。
据 |
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s*********m
发帖数: 2043 | 9 对数百家在美国上市的中国企业来说，2010年的圣诞或将是一个“红色”圣诞。
北京时间12月23日，中国阀门成为又一个因股价下跌而染红的股票。尽管同一日，
这家公司刚宣布旗下子公司制定出一项行业标准，将推动公司向高科技企业转型，但是
美国投资者依然对此利好视若无睹。截至收盘，该股票大跌6.67%。
同在这份“红色”名单上的还包括保定的东方纸业（ONP）、深圳的旅程天下（UTA）、
北京多元印刷（DYP）等。
它们拥有一条共同的“借壳上市”捷径有着模糊的财务报表，疲于应付财务造假的
指控。
但第一个倒下的，却是来自大连的绿诺环境工程科技有限公司（RINO，下称绿诺）
。
绿诺惨案
11月10日至12月9日，绿诺在纳斯达克最后30天的表现，足以覆盖掉其在美上市三年
的痕迹。
11月10日，一家名为浑水（Muddy Waters）的美国研究公司突然向绿诺发难。
在一份长达30页的研究报告中，浑水公司列举系列证据，直指绿诺欺诈。
包括绿诺公布的2009年1.93亿美元的销售收入，实际仅1500万美元；公司伪造虚假
合同，在其披露的9家客户中，包括宝钢、莱钢、重钢、粤裕丰钢铁等5家公司否认向绿
诺... 阅读全帖 |
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p********r
发帖数: 1980 | 11 BREAKING NEWS: SEC is investigating why S&P didn't downgrade US previously
under any white presidents while they downgraded US credit rating as soon as
it got its first black president. For example, under Ronald Reagan, the US
credit limit was increased 17 times. And most recently, during Bush
presidency, the United States debt limit was increased from $5.95 trillion
to $9.815 trillion. But as soon as the US got the first black president and
asks for a debt ceiling increases for the first time, ... 阅读全帖 |
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u********e
发帖数: 4950 | 12 新东方(EDU) 今天ER
The company was informed that the U.S. sec HAD ISSUED A FORMAL INVESTIGATION
OF THE COMPANY.
New Oriental said it believes the investigation concerns whether there is
sufficient basis for the company's wholly owned subsidiary Beijing New
Oriental Education & Technology to be included
New Oriental said it plans to cooperate with the SEC |
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m*****o
发帖数: 2084 | 13 东方VIE结构调整遭SEC调查 盘前暴跌25%
2012-07-17 21:48:00 来源: 财经网(北京) 有0人参与
0
北京时间7月17日消息，新东方宣布收到SEC关于VIE结构调整调查函件，同时新东方公
布2012年四季度业绩，营收同比增长40.7%至1.933亿美元；运营利润同比降低9.4%至
940万美元；净利润同比增长13.6%至1630万美元，并预计2013财年Q1营收同比增速下降
。截止发稿，新东方盘前大跌25.05%，报16.69美元。
调查函件主要关注公司VIE北京新东方教育技术公司的结构调整根据是否充分，公司称
将全力配合调查。7月11日，新东方宣布新通过简化VIE北京新东方教育技术有限公司（
Beijing New Oriental Education & Technology (Group) Co., Ltd.）股权结构以进
一步加强公司治理结构。
北京新东方教育技术有限公司是新东方在国内的可变利益实体（VIE），在股权结构简
化前（2011年12月），主要由11位注册股东（包括俞敏洪控制的一个实体）持有，现在
通过无对价协议将北京新东方教育技术有限公司股... 阅读全帖 |
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g***c
发帖数: 11523 | 14 但SEC没有透露哪九家中概
青蛙们还是别傻逼了 |
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l**********o
发帖数: 1573 | 15 Ackman to file SEC complaint following news of Soros Herbalife stake: NY
Post • 9:27 AM
Pershing Square plans to file an SEC complaint regarding recent trading in
shares of Herbalife (HLF) the NY Post says.
Apparently at issue is whether other hedge funds are attempting to
manufacture a short-squeeze which, if true, would amount to illegal stock
manipulation.
The news comes on the heels of reports indicating George Soros has taken a
large position in HLF.
前高73来了要 |
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X****i
发帖数: 1877 | 16 SEC Obtains Asset Freeze and Other Emergency Relief in Fraudulent Tender
Offer Scheme
June 13, 2014
SECNew York (HedgeCo.Net) – The Securities and Exchange Commission filed an
emergency action ex parte against Luis Chang and Everbright Development
Overseas Limited. The Commission alleges that Defendants Chang and
Everbright victimized an American mining company, Allied Nevada Gold
Corporation (“Allied Nevada”), by furtively buying up its stock,
intentionally disseminating false press release... 阅读全帖 |
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h****8
发帖数: 47 | 17 一般来说SEC不会理
我设置了个从今天开始起，每天自动重复报告，时间预定3个月
估计最后SEC会烦。呵呵
about BABA insider trading
BABA 11/24/2014 10:30-11:00 14374 CALL SELLING AT ABOUT 3.7 |
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s******8
发帖数: 4192 | 18 快去找SEC的CWO, Chief Whistleblower Office。奖励30%。
SEC Office of the Whistleblower
100 F Street NE
Mail Stop 5553
Washington, DC 20549
Fax: (703) 813-9322 |
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F****s
发帖数: 3761 | 19 英文论坛上很多人在等Musk被起诉了。我在想，有SEC调查内幕的，根据调查Musk的内
幕消息炒股，会不会被SEC抓。lol |
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F****s
发帖数: 3761 | 20 Updated 5:56 PM ET Wed, 25 July 2018
Tesla whistleblower Martin Tripp is slated to meet with the SEC, his
attorney Stuart Meissner says.
Tesla and Solar City are facing ongoing SEC investigations, which the
company has not yet disclosed, according to the independent research firm
Probes Reporter.
Ongoing investigations into Tesla and SolarCity do not indicate a finding of
wrongdoing, but could shake some investors' confidence. |
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a****o
发帖数: 6612 | 21 貌似你对sec的职能有严重的误解。SEC是为了保护富人的钱袋子。 |
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发帖数: 1 | 22 SEC MADE INQUIRIES TO TESLA OVER MUSK’S ’TAKING PRIVATE’ TWEET; SEC
EXAMINING WHETHER MUSK’S STATEMENT WAS TRUTHFUL AND WHY DISCLOSURE WAS MADE
ON TWITTER - WSJ - Reuters |
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m*****8
发帖数: 654 | 23 有几个问题不知道有没有高人帮忙看看。
1，我是加州f1第三年，照理我不是加州的resident，那么我要报加州州税吗？
2，暑假我在co实习，我要报科州的州税吗？或者这个收入报加州税？
3，我在用cpt工作，在social sec and medical sec栏目都有withheld，这些税能要回
来或者当联邦税吗？因为我用turbotax，foreign的身份填我这些税都算作paid，但是
我如果自己填1042nr没有算到这些withheld啊，差别太大了。
谢谢了。 |
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g********3
发帖数: 1281 | 24 Pros and cons of staying in academia vs. working in government (SEC) or
private sector.
Any idea about the salary level for SEC? |
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P*O
发帖数: 4324 | 25 房柁哈，不能这么想SEC，SEC再怎么变，也不是动手抓人的料哈．
这groupon发30m的股票定价$18,现钱只捞回来这么一丁点，还不如当年狗狗给的几个
billion的offer.
-------
Groupon reported nearly breaking even in its third quarter, an important
milestone as it prepares the final leg of its long journey toward an initial
public offering.
Groupon expects to sell 30 million shares and fetch $16 to $18 a share,
valuing the company at as much as $11.4 billion.
critics have also worried that Groupon is doling out increasingly huge sums
to attract new customers. In the fi... 阅读全帖 |
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M*****8
发帖数: 17722 | 26 【 以下文字转载自 Stock 讨论区 】
发信人: MB80528 (肥猫(Contrarian)[食MM而肥]), 信区: Stock
标 题: Re: SEC搞中概的时机太可疑了
发信站: BBS 未名空间站 (Wed Dec 5 01:19:02 2012, 美东)
..........................
你们现在才观察到？
我在大学时就知道了。
SEC FDA 都是官商勾结。
并且已经舞弊了几代人了。
舞弊暴利都是掌权族裔独揽。
http://www.mitbbs.com/article_t/Stock/34515447.html |
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c******k
发帖数: 1251 | 27 good turn out and great speech! John has given an informational talk on
cross-boarder B2C and shared his experience in the ecommerce industry.
the feedback i received was fantastic.
for those who want to receive future SEC events info, pls join our google
group at:
http://groups.google.com/group/sea-e14p
also check out SEC website:
http://seattlestartup.org/home/ |
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c******k
发帖数: 1251 | 28 Seattle Entrepreneurship Club is going to have a holiday celebration
event
on 12/11 (Sun) at Microsoft Store, Bellevue Square.
You will enjoy an Entrepreneur Panel with great speakers, meet and
social
with other SEC members as well as play Kinect! Light appetizers and
beverages will be provided.
Time: 12/11 (Sun), 3-6pm
Location: Microsoft Store Meeting Room @ Bellevue Square
Agenda:
*3-3:20pm Check in + Social (food will be provided)
*3:20-4:00pm Introduce SEC, what we have done in ... 阅读全帖 |
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M******0
发帖数: 1280 | 31 ESPN 和SEC 的 big deal 路人皆知。rank 高所有的队，再输也是输给high rank 球队
，怎么也掉不出去。schedule weak out of conference games. Bob stoop 说的一点
也没错，SEC=propaganda, not substance. 很烂的offense 才能体现出great defense. |
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w********u
发帖数: 1865 | 32 那几年其他联盟tier1强队被sec灭的还少？每年espn操纵选一个烂队去打sec? 虽然我
们老虎11年rematch巴马挺亏的，但是我觉得那年的巴马和老虎是这几年最强的队，那
两支队的D很多人一到NFL就start了吧。 |
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i*******g
发帖数: 168 | 33 西区呢，也许AUBURN和BAMA正在冉冉升起，但到现在还是不太值得一提，LSU
offense is pathetic， UF还是应该可以干掉他们。东区呢，UGA 还是欠火候，
offense 不够impressive，也许能赢UTENN，但是输UF是他们的命。
然后凭藉今天这场比赛，UTENN进入SEC决赛，夺得冠军，但是因为并非全胜，
没有机会进入ORANGE BOWL。
UF会保持不败直到碰到FSU。。。当然了，碰到了也可能不败。
看来没有UF做头羊的SEC还是有些风光不再。。 |
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r*****y
发帖数: 507 | 34 from scout.com
We have been hearing from SEC Troll nation about how great they are, how
great their conference is, and no one can touch them. It is the same yelp we
have been hearing for some quite time. I am sure that SC fans as well as
some SEC fans that do have common sense are tired of hearing aboutthe record.
My source is the 2005 SC Media Guide on page 84. I will have to add the two
wins against Arkansas because they were played after the media guide was
made.
First off, the record fo SC v |
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m****j
发帖数: 2 | 35 By Olin Buchanan, Rivals.com College Football Senior Writer
Atlantic Coast Conference football was left ailing after getting caught in a
big draft in 2006. Now, the Southeastern Conference - which is in a similar
position - hopes to prove it is immune.
The SEC annually turns out great football players, but this year it mass
produced.
NFL teams selected 11 SEC players in the first round of last week's draft
and six more were taken in the second round. By comparison, The Big Ten had
11 players tak |
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p***r
发帖数: 4606 | 36 前几天emases写了一个SEC west的大势分析，那么作为回应，俺也来个SEC east走势预
测吧。首先声明，只是个人观点，而且由于本人是铁干鳄鱼迷，难免观点会偏向鳄鱼，
大家不用太较真。球队顺序按照上赛季最终排名。
Florida Gators
上赛季我们跌跌撞撞的拿下了NC，出乎很多人意料之外。今年几乎是大换血，尤其是D
line,11去9，严重缺乏经验。从spring practice看来，DE和LB表现尚可，但是CB和S表
现甚忧。希望能够通过前2场比赛积累点经验，否则第三场跟Vol交手将会是对D line一
个严峻的考验。相对D line来说，O line相对稳定。尽管失去了主力QB Leak，WR Bake
r和Cornelius，以及RB Wynne，但是每个位置都还保留了有经验的队员。下赛季我们的
进攻的重担将会落在Tebow和Harvin身上，而且由于RB位置上薄弱，他们还需要分担很多
running game的任务。希望Meyer能够把真正的spread option打出来。在Meyer的战术中
，TE Ingram将会发挥很重要的作用，因为他可以用作WR。我 |
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x****u
发帖数: 262 | 37 新赛季开始，看了几场sec的比赛，就来说说。主要是说今年的uga，根据赛程随便说
说sec的其他队吧。大家凑合看。
今年uga是preseason的第一，我想主要是去年finish的不错，再加上人员流失的不严
重。一个去年第二的队伍，竟然选秀没有人进前三轮，真是很少见。
但是要是说uga今年能拿全国冠军，我想没几个人相信。有句老话说，一个队要拿冠
军，不但要有冠军的队伍还要有冠军的赛程。今年uga的赛程真是不一般，很有可能输
到3-4场。尤其是连续4个客场对阵lsu，florida，kentucky和auburn将会是非常大的考
验。
先说说今年的队伍吧。
进攻：QB Stafford是个非常好的Pro QB，有一个职业运动员的一切physical tools
。现在对进攻的把握也熟练的很多，如果把节奏把握好，绝对是个顶级QB。
RB 就是moreno，这个家伙特点就是跑的很慢，经常在open filed被人追上。
可是
他就是能break tackle，这种技巧可能天赋的成分更大吧。去年对阵florida那个开场
的drive应该随算是moren |
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x****u
发帖数: 262 | 38 今年SEC比去年更热闹。主要是田纳西和奥本两个老牌强队今年比较堕落，阿拉巴马和
范德比则是很强势。
先说田纳西和奥本。我感觉他们很快就要反弹了。大家还是要给他们尊重的。田纳西近
7年3次进sec决赛（虽然
一次也没有赢），奥本13-0的赛季还历历在目。他们今年的堕落主要是连续几件的主力
QB eric ainge和
brandon cox的毕业，和新QB rotation的问题。现在田纳西这个问题已经解决了。nick
stephen这场打
得不错，fulmer show里教练也说以后就是他了。我想应该没什么问题。还有就是不要
再搞什么G gun了，好
好的围绕QB和foster，hardesty打就行了。奥本的franklin本来是主用todd的，现在看
来tt还是比较喜
欢burns，其实去年burns就差点挤掉cox的主力地位，小伙子能跑能传。
阿拉巴马和范德比被邻居奥本和田纳西压制了好几年，不知道今年能不能翻身。400万
教练saban去年赛季初就
打得很好，但是最后还是输给奥本，今年不知道怎么样。
lsu也才输了一场，实力还是很强的。特别是那个名字很怪的WR/TE能造成mism |
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x****s
发帖数: 450 | 39 准确的说法是，以前是橄榄球逢SEC必败，现在篮球也开始逢SEC必败了。 |
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s****h
发帖数: 3979 | 40 今明两年，按实力，SEC还是看大象和鳄鱼
但这两队10，11常规赛都要交手
没有全胜的队再正常不过了。还指望bama连续几年常规赛全胜？
尤其是今年，两队都在rebuild
拿不了全国冠军也不算down吧，过去4年实在是有太多运气成分。
SEC基本锁定每年两个BCS碗赛席位，BCS4连败我是不信的。 |
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c****g
发帖数: 37081 | 41 NCAA is business; money is pivotal. The motivation of switching conferences
is money.
Since ESPN offers ACC the same contract as that for SEC, if not better, SEC
won't invite any team in ACC. Now it is time to watch B10, B12, and Pac1
bite each other. kaka. |
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s*****r
发帖数: 62 | 42 nah ... horns think sec is beneath their, wink wink, academics
and wont go sec |
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n**d
发帖数: 164 | 43 好戏正式开场, SEC肯定不会站在sideline
yy一下如果SEC扩军的话, 可能的candidate
扩到14支, 最好的两candidate
Texas (如果不同意的话,Texas A&M也可, 据说已经在开始联络了 ),
Virginia Tech,
扩到16支,
Texas
Texas A&M
Virginia Tech,
北卡
好处是一下增加了两三个大市场, 德州, virginia & NC
北卡football弱一些, 不过上升势头明显, 篮球就不用说了
抛砖引玉, 大家讨论 |
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r*********s
发帖数: 2157 | 44 SEC 对北卡不会感兴趣, 毕竟football决定一切
好像论坛上SEC 感兴趣的是:
ATM
Clemson
VT |
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n**d
发帖数: 164 | 45 同意, SEC好像不感兴趣, UNC可能也不是很愿意(宁为鸡头, 不为牛后)
也就是俺的wishlist
如果从这几方面讲可能make sense
1. 学术水平, SEC这方面常受人诟病的一点,
UNC加入会改观
2. 篮球, 这点毋庸置疑
football也不赖吧,
3. TV market, NC毕竟也是一个不小的州
和CBS, ESPN negotiate的时候能有更多的筹码
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P*********l
发帖数: 94 | 46 UNC to SEC will lose their rivalry with Duke and Maryland, which is not
likely to happen.
A&M shows its willingness to marry with SEC, but Texas will likely to say
otherwise. If two schools need to stay together, Texas probably have more
voice on where they will go, BIG X, Pac X, or Big XII. |
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G******s
发帖数: 1530 | 48 790 The Zone in Atanta reporting that the SEC is about to formally invitite
Va, Tech to the SEC. |
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b********z
发帖数: 2092 | 49 不会来SEC找抽吧？
在ACC每年 NC的热门候选， 来了SEC，搞好了就是一个中游球队。
invitite |
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S*******r
发帖数: 11017 | 50 严格来说比赛是在07年1月份进行的
之前SEC还都是在打酱油 02-04赛季是宇宙队呼风唤雨 05赛季是德州羊的天下 那个时
候SEC冠军只能打打份内的糖碗而已 中间还发生过狗狗被WVU虐的惨剧 |
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