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America's Nine Classes: The New Class Hierarchy (April 29, 2014)
Eight of the nine classes are hidebound by conventions, neofeudal and
neocolonial arrangements and a variety of false choices.
There are many ways to slice and dice America's power/wealth hierarchy. The
conventional class structure is divided along the lines of income, i.e. the
wealthy, upper middle class, middle class, lower middle class and the poor.
I've suggested that a more useful scheme is to view America through the lens
not just of income but of political power and state dependency, as a Three-
and-a-Half Class Society (October 22, 2012):
The three-and-a-half class society is comprised of: the "entrenched
incumbents" on top (the "half class"), the high-earners who pay most of the
taxes (the first class), the working poor who pay Social Security payroll
taxes and sales taxes (the second class), and State dependents who pay
nothing (the third class).
This class structure has political ramifications. In effect, those paying
most of the tax are in a pressure cooker: the lid is sealed by the "
entrenched incumbents" on top, and the fire beneath is the Central State's
insatiable need for more tax revenues to support the entrenched incumbents
and its growing army of dependents.
A recent Foreign Policy article on China's New Class Hierarchy: A Guide
inspired me to assemble America's nine classes.
1. The Deep State. Mike Lofgren offered this description of the Deep State
in Anatomy of the Deep State:
The Deep State is a hybrid association of elements of government and parts
of top-level finance and industry that is effectively able to govern the
nation without reference to the consent of the governed as expressed through
the formal political process.
I describe the U.S. Deep State as the National Security State which enables
a vast Imperial structure that incorporates hard and soft power--military,
diplomatic, intelligence, finance, commercial, energy, media, higher
education--in a system of global dominance.
The key feature of the Deep State is that it makes decisions behind closed
doors that the surface government ratifies and implements.
The number of people in the Deep State class is small: senior Federal
officials (NSA, Pentagon, State, Treasury, etc.), Executive Branch officials
and key private-sector players.
Membership in the Deep State class is not dependent on wealth so much as on
relationships and power.
2. The Oligarchs. Oligarchy is in the news--for example We're Headed for
Oligarchy--and a number of descriptors are somewhat interchangeable:
corporatocracy, plutocracy, etc. I have used Financial Aristocracy to invoke
the neofeudal structure of our economy.
Whatever word you prefer, this small class is more or less the top .01% who
owns a majority of the nation's financial wealth. They essentially own the
political machinery of the nation, writing the rules of legislation that is
supposedly regulating their industries, taxes, etc.
3. New Nobility. This is the super-wealthy class just below the Oligarchs.
They own a singificant percentage of all assets but do not directly manage
the political process like the Oligarch class. They hire lobbyists to
protect their interests and constitute an influential political-financial
class with global connections.
4. Upper Caste. I use this term to describe the technocrat/professional
class that manages the Status Quo for the upper classes. They serve in both
government and the private sector.
5. State Nomenklatura. In the Soviet Union, the Nomenklatura were the key
administrators in all sectors. In the U.S., the Nomenklatura are well-paid
government administrators with security and power. Collectively, they
administer their own share of the swag, gaming the system to maximize their
pensions, benefits, etc.
Together, the Upper Caste and the Nomenklatura comprise about 9% of the 121
million households in the U.S.: roughly 8.7 million households who earn
between $145,000 and $250,000 annually. This class is the bulk of the top 7%
, i.e. the top 90% to 97%. Household income in the United States.
The top level of the Upper Caste (2.8 million households) earns more than $
250,000 annually. The Nomenklatura and Upper Caste number in total about 11.
5 million households.
6. The Middle Class. While others attempt to define the middle class by
income alone (many see a household income of around $50,000 as qualifying),
I define the middle class not by income alone but by purchasing power,
benefits and assets owned. What Does It Take To Be Middle Class? (December 5
, 2013).
By this definition, the middle class is the cohort between 70% and 90%--
households earning $80,000 or more. Even this is problematic, because in
high-cost cities $80,000 is not enough to sustain middle-class conventions (
owning a home, two vehicles, etc.) while it may be ample in lower-cost
regions.
This 20% comprises about 24 million households.
The lower middle class--what I define as having some but not all of the
attributes of full middle class membership--is the cohort between 50% and 70
%--households earning more than $55,000 annually.
This class also comprises about 20% (24 million) of all households.
If you think this is too restrictive, please read my above analysis of
middle class membership. It may change your view of what constitutes middle-
class.
7. The Working Poor. Roughly 38 million households have earned income but it
is not sufficient to secure the basics of middle class life. Many qualify
for social welfare programs such as food stamps and Medicaid.
This class is about 30% of all households.
8. State Dependents. Though often labeled "poor," those with minimal legal
employment may be living better than the working poor, due to generous
social welfare benefits such as Section 8 (housing), Medicaid (healthcare),
child care, food stamps, disability, etc., and black-market sources of cash
income. This class is comprised of the bottom 20% of households.
9. Mobile Creatives. This is an emerging class that ranges across many
income classifications and thus cannot be described by income alone. Some
earn Upper Caste incomes, others are Working Poor. This class is self-
employed, free-lance, entrepreneural, sole proprietors with adaptive skills.
They may collaborate with other Creatives rather than have employees, and
may have part-time jobs.
There are roughly 5.5 million incorporated self-employed people in the U.S.;
these tend to be professionals such as attorneys, engineers and physicians.
These self-employed are generally members of the Upper Caste.
The Mobile Creatives (which include small farmers, craftspeople, independent
programmers, etc.) number around 10 million, or 8% of the workforce. I use
the word mobile here not to suggest mobility between physical places (though
that is one factor in this class's flexibility) but mobility between
sectors and ways of earning income.
Members of this class might take a short-term paying gig if the pay and
circumstance is attractive, and then return to self-employment. They tend to
foster multiple income streams and in general operate by the principle
trust the network, not the corporation or the state.
Some members of this class joined the cohort involuntarily, as the result of
layoffs; others pursue this livelihood for its freedom, flexibility (
important to parents of young children or those caring for elderly parents)
and potential for self-expression.
This is the "wild card" class that falls outside all conventional class/
income hierarchies. It includes those seeking outlier wealth and those who
have chosen voluntary poverty.
Though this class wields little conventional financial or political power,
it has a potentially large leadership role in social and technical
innovations. This is the 4% Pareto Distribution that can exert outsized
influence on the 64%.
The other eight classes are hidebound by conventions, neofeudal and
neocolonial arrangements and a variety of false choices and illusions of
choice, including democracy itself.
I will end this examination of the Nine Classes of America with this
question: which class is having more fun? Your answer may say more about
your aspirations and worldview than the class hierarchy itself.
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相关话题的讨论汇总
话题: class话题: state话题: middle话题: households话题: deep