c*****a
发帖数: 9 | 1 我是sharebuilder用户，今天我用10000刀settled的cash加上10000刀今天刚卖（股票A
，一个多月前买的）还未settled的钱买了股票B，然后今天我又把股票B卖了并获利。
请问我是不是freeriding violation了？如是，我下一步该怎么做？恳请大牛指点一二
？谢谢！ |
d**********r
发帖数: 24123 | 2 我也用的sharebuilder，如果是 freeriding，在你卖的时候，会跳出来提醒你，说这
是 free ridding.
如果是，那么过几天你会收到通知，90天内只能用Cash交易，卖出的钱要等3天后才能
用。 |
c*****a
发帖数: 9 | 3 谢谢，没经验，当时晕晕乎乎就place order 了，完了研究了半天还是没搞清楚。如是
，哪有那些惩罚呢？ |
v******r
发帖数: 292 | 4 你说的后1W应该是呀,但是确定前没有提示吗?账户里有settled fund 就行。立即wire
transfer过去? 小心90天restricted penalty |
c*****a
发帖数: 9 | 5 Schwab 用户 freeriding violation 的惩罚：The consequence: Industry
regulations require the brokerage firm to freeze the account for 90 days,
during which time trading is restricted to the amount of settled funds
available. Schwab cannot waive this restriction. However, if funds are
deposited promptly (within the payment period, generally five business days
after the trade date) to cover the entire purchase, the violation may be
downgraded to a good-faith violation。
不知sharebuilder有没有类似的规则，另外我今天还卖了11000刀股票C,三天后这些钱
应能settled,不知这11000刀能否起到cover的作用？还有，今天的gains会被收回吗？
谢谢！ |
